Search Trainings

67 results of "Banking & Insurance x" and "SOX Compliance and Internal Controls x"
Live Webinar

Advanced Financial Statement Analysis

The session will begin with analyzing the four financial statements- Income Statement, Statement of Retained Earnings, Balance Sheet, and Statement of Cash Flows. This will include Revenue and Expense Recognition, FIFO, LIFO, and Average Inventory Costing Mode ...

Live Webinar

W9 vs 1099: IRS Forms, Differences, and When to Use Them 2019 - SHRM & HRCI Accredited

This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices.

Live Webinar

Compliance Payroll Style – New Laws and Changes for 2020

A single point of reference for 2020 limits for 401(k), 403(b), 457, SIMPLE IRA What are the main differences in the Form W-4 for 2020 - why has the form changed so radically How has the TCJA affected payroll for 2020 How departments can manage overtime t ...

Live Webinar

Form W-4 for 2020: What’s New? What’s Changed?

How does the payroll team handle this change?  The form is completely revised What are the main differences in the Form W-4 for 2020 Why has the form changed so radically How does a single employee fill this out Do we need to send any copies to the IRS ...

Recorded Webinar

FinCEN's New CDD Rule - The New Fifth Prong of the AML

The FinCEN has issued substantial new AML requirements focused on a major expansion of Know Your Customer into what is now Customer Due Diligence, CDD. This webinar will present various aspects of the requirements.

Recorded Webinar

Conducting a Thorough Needs Analysis and Developing a Solid Compliance Training Program

Whenever conducting a needs analysis there are certain steps that should not be missed. If missed, it will not have a positive impact on your compliance training program and the compliance culture. We will go over the necessary steps and show how it impacts yo ...

Recorded Webinar

Using Controls and Segregation of Duties to Build a Bullet Proof AP Operation

This training program will detail how to create a bullet-proof AP operation that is setup to detect and proactively prevent fraud from occurring. During this session, the webinar presenter will discuss real cases of AP fraud and the controls that organizations ...

Recorded Webinar

How To Establish an Effective Chief Compliance Officer's (CCO) or Chief Risk Officer's (CRO) Function - Organization and Responsibilities

This training will provide valuable knowledge on what companies need to do to establish an "effective" Compliance Office that leads to conceiving, developing and implementing successful GRC programs and provides top level coordinating leadership for governance ...

On-Demand Webinar

Designing Full Cyber Security Incident Response Team (CSIRT) Training Program as well as Table Top and Simulation Testing

Learn the how to design Full Cyber Security Incident Response Team (CSIRT) Training Program for employees including how, when and who should be doing testing organization processes, scenario developments.

Recorded Webinar

2-hr Virtual Seminar: Service Level Agreements (SLAs) - Preparation Guidelines for Effective SLAs

This 2-hr webinar on Service Level Agreements (SLAs) will provide you with sound principles and a set of guidelines for developing and preparing ‘effective’ Service Level Agreements (SLAs) for an internal service function or an outside service provider.