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77 results of "Banking & Insurance x" and "SOX Compliance and Internal Controls x"
Live Webinar

2-hr Virtual Seminar: Service Level Agreements (SLAs) - Preparation Guidelines for Effective SLAs

This 2-hr webinar on Service Level Agreements (SLAs) will provide you with sound principles and a set of guidelines for developing and preparing ‘effective’ Service Level Agreements (SLAs) for an internal service function or an outside service provider.

Live Webinar

Writing Effective Audit Observations

The key to writing an effective audit observation is having a comprehensive structured process. The Institute of Internal Auditors recommends a process known as the 5Cs: Criteria Condition Cause Consequences (Effect) Corrective Action (Recommendation) ...

Live Webinar

Choosing and Using Key Risk Indicators

This webinar will discuss the significance, nature, and types of KRIs. We will look at how to develop, evaluate and implement KRIs in accordance with the organization’s risk culture and to create strategies for effective reporting of risk indicators that lead ...

Live Webinar

Loan Documentation for “Commercial Real Estate” Lending Transactions

Attend this proactive webinar and receive a thorough overview of commercial real estate (CRE) loan documentation. Basic “business” structure, loan “structure,” and loan “support” will be highlighted along with a review of “commercial real estate” loan documen ...

Live Webinar

How To Manage Your Emotions During a Crisis

Our brains are programmed to react to crisis and perceived threats in a very specific way. You’re probably experiencing that right now, but it doesn’t have to be that way – we can reprogram our brains, our thoughts and emotions. With so much that’s happening o ...

Live Webinar

Teaching Your Front-Line Staff to Ask BSA Questions

During this webinar we will discuss what questions to ask, the specific KYC/CDD questions, the general customer update questions, and most importantly, the questions related to suspicious activity. When this webinar is over, you will understand what informatio ...

Live Webinar

Understanding Operational Risk Management

The Basel Accords requirements regarding operational risk Techniques that are used for assessing, managing and mitigating operational risk Understanding the link between Operational Risk Management (ORM) theory and practice Receive guidance in setting-out ...

Live Webinar

NEW! ACH Contact Registry – Know the Impacts!

This newly approved change to the NACHA Operating Rules, enables the creation of a valuable resource (created by NACHA) with adding the requirement for all financial institutions (who participate in the ACH network) to register “contact information” with NACHA ...

Live Webinar

THE CFO REDEFINED

In this the practical webinar, you will learn about the Chief Financial Officer’s principle interests and responsibilities, the economic community’s expectation of the CFO, and measurement tools the CFO can use to assess an organization’s short and long term s ...

Recorded Webinar

Remote Working – How to manage teams effectively when working from home

Our work the environment has changed significantly in the past week.  Businesses must quickly adjust to having team members working from home. How do you effectively keep team members engaged and working together?  This webinar will review important tips to m ...