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Deposit Operations Comprehensive Compliance, Including BSA
- Background and scope
- BSA/AML
- Customer due diligence
- ABC regulations (D, E, CC, DD, and more)
- The regulatory side
Overview of the webinar
Understanding the regulations related to Deposit operations compliance are important in financial institutions since they are vast. They cover multiple staff members, teams, departments, and the financial institution as a whole. During this webinar, we will go through the relevant regulations and put them into real-life perspective.
Who should attend?
Anyone who works within the following areas of a bank: Consumer compliance, regulatory Affairs, Project Management Office (PMO), related risk functions, operational support for consumer banking, customer-facing, or branch staff.
Why should you attend?
We must be really conscious of regulations regarding Deposit operations compliance There are a lot of rules and regulations, which are BSA, AML, ABC regulations, and more. We need to understand which are applicable, how they are conveyed to staff and how they are used. During this webinar, we will touch on these regulations, understand the implications and discuss some best practices with examinations
Faculty - Mr.Justin Muscolino
Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager.Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.