Mr. Thomas Nollner

Area Of Expertise : Financial institution supervision and consulting,AML/CFT examiner/consultant
38 Years Of Experience

Thomas E. Nollner has more than 38 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner (NBE) for the Controller of the Currency where he was a safety and soundness examiner and a compliance examiner. The last 15 years as an NBE and for the past 8 years as a consultant, Mr. Nollner has specialized as an AML/CFT examiner/consultant. In these roles he has analyzed financial institutions’ AML/CFT programs to ensure that they complied with applicable AML/CFT laws, rules, and regulations; he reviewed the suspicious transactions identification, monitoring, and reporting processes;he traced proceeds and transactions through several layers of activity; and he provided AML/CFT training for many different financial institutions.  Mr. Nollner currently works as a consultant for the Office of Technical Assistance (OTA), a branch of the U S Treasury that assists developing countries with banking issues.  Mr. Nollner is assigned to the Economic Crimes Team that focused on training, assisting, and mentoring the staffs of the financial regulatory departments and financial intelligence units of various countries regarding AML/CFT compliance.  In this capacity, he worked in countries such as Afghanistan, Iraq, Turkmenistan, Viet Nam, Honduras, Guatemala, Guyana, Suriname, and Argentina developing AML/CFT examination procedures, providing AML/CFT training and mentoring, and updating local AML/CFT laws and regulations.

13 results Found
Recorded Webinar

BSA/AML Contextual Awareness of High Risk Customers

High-risk customer reviews have been a requirement since the first FFIEC Examination Manual was published in 2005. Recent guidance for Customer Due Diligence/Enhanced Due Diligence (CDD/EDD) further defines the expected approach for institu ...

  • Intermediate
  • 60 Mins
Recorded Webinar

Preparing for a BSA/OFAC Regulatory Examination

The BSA examination process is intended to assess the effectiveness of a financial institution’s BSA compliance program and the institution’s compliance with the regulatory requirements related to the BSA. A regulatory examination should co ...

  • Intermediate
  • 60 Mins
On-Demand Webinar

Teaching Your Front-Line Staff to Ask BSA Questions

During this webinar we will discuss what questions to ask, the specific KYC/CDD questions, the general customer update questions, and most importantly, the questions related to suspicious activity. When this webinar is over, you will unders ...

  • Intermediate
  • 60 Mins
Recorded Webinar

How to Disposition Possible hits from Sanctions hits

This course will discuss procedures and processes your BSA department can employ when your institution is clearing and disposing alerts for potential hits identified by your screening process related to companies, individuals, and countries ...

  • Intermediate
  • 60 Mins
Recorded Webinar

Teaching Your Front-Line Staff to Ask BSA Questions

During this webinar we will discuss what questions to ask, the specific KYC/CDD questions, the general customer update questions, and most importantly, the questions related to suspicious activity. When this webinar is over, you will unders ...

  • Intermediate
  • 60 Mins
Recorded Webinar

The Secure and Fair Enforcement (SAFE) Act of 2019 and the Protections It Provides

This webinar will discuss the background and purpose of the proposed Secure and Fair Enforcement (SAFE) Act of 2019.  You will learn how a depository institution will be provided with a safe harbor when dealing with a cannabis-related legit ...

  • Intermediate
  • 60 Mins
Recorded Webinar

AML Risk and Responsibilities Related to Foreign Correspondent Banking

There are many risks related to acquiring, maintaining, and supervising correspondent banking relationships which employees and management of financial institution’s need to be aware of and actively manage.  With the enhanced scrutiny by re ...

  • Intermediate
  • 60 Mins
Recorded Webinar

Emerging Issues: E-Signatures, E-Verification, Etc

In recent years the increased use of electronic means to obtain customer signatures, to conduct verifications of customer information, and to conduct overall customer due diligence has posed problems for financial institutions to fully comp ...

  • Intermediate
  • 60 Mins
Recorded Webinar

Anti-money Laundering: Detecting Suspicious Activity and Preventing Terrorist Financing

Every day in your branches situations occur which are considered "suspicious" and may even put your employees and customers into what we will call a "felony moment." If your customer asks "Should I deposit this money?" The answer your offic ...

  • Intermediate
  • 60 Mins
On-Demand Webinar

AML Risk and Responsibilities Related to Foreign Correspondent Banking

There are many risks related to acquiring, maintaining, and supervising correspondent banking relationships which employees and management of financial institution’s need to be aware of and actively manage.  With the enhanced scrutiny by re ...

  • Intermediate
  • 60 Mins